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Understanding the Balk Rule
One of the most misundertood rules in baseball

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What is a balk anyway?

The Balk Rule
MLB Version... 8.05
If there is a runner, or runners, it is a balk when_ (a) The pitcher, while touching his plate, makes any motion naturally associated with his pitch and fails to make such delivery; If a left-handed or right-handed pitcher swings his free foot past the back edge of the pitcher's rubber, he is required to pitch to the batter except to throw to second base on a pick off play. (b) The pitcher, while touching his plate, feints a throw to first base and fails to complete the throw; (c) The pitcher, while touching his plate, fails to step directly toward a base before throwing to that base; Requires the pitcher, while touching his plate, to step directly toward a base before throwing to that base. If a pitcher turns or spins off of his free foot without actually stepping or if he turns his body and throws before stepping, it is a balk. A pitcher is to step directly toward a base before throwing to that base but does not require him to throw (except to first base only) because he steps. It is possible, with runners on first and third, for the pitcher to step toward third and not throw, merely to bluff the runner back to third; then seeing the runner on first start for second, turn and step toward and throw to first base. This is legal. However, if, with runners on first and third, the pitcher, while in contact with the rubber, steps toward third and then immediately and in practically the same motion "wheels" and throws to first base, it is obviously an attempt to deceive the runner at first base, and in such a move it is practically impossible to step directly toward first base before the throw to first base, and such a move shall be called a balk. Of course, if the pitcher steps off the rubber and then makes such a move, it is not a balk. (d) The pitcher, while touching his plate, throws, or feints a throw to an unoccupied base, except for the purpose of making a play; (e) The pitcher makes an illegal pitch; A quick pitch is an illegal pitch. Umpires will judge a quick pitch as one delivered before the batter is reasonably set in the batter's box. With runners on base the penalty is a balk; with no runners on base, it is a ball. The quick pitch is dangerous and should not be permitted. (f) The pitcher delivers the ball to the batter while he is not facing the batter; (g) The pitcher makes any motion naturally associated with his pitch while he is not touching the pitcher's plate; (h) The pitcher unnecessarily delays the game; (i) The pitcher, without having the ball, stands on or astride the pitcher's plate or while off the plate, he feints a pitch; (j) The pitcher, after coming to a legal pitching position, removes one hand from the ball other than in an actual pitch, or in throwing to a base; (k) The pitcher, while touching his plate, accidentally or intentionally drops the ball; (l) The pitcher, while giving an intentional base on balls, pitches when the catcher is not in the catcher's box; (m)The pitcher delivers the pitch from Set Position without coming to a stop. PENALTY: The ball is dead, and each runner shall advance one base without liability to be put out, unless the batter reaches first on a hit, an error, a base on balls, a hit batter, or otherwise, and all other runners advance at least one base, in which case the play proceeds without reference to the balk. APPROVED RULING: In cases where a pitcher balks and throws wild, either to a base or to home plate, a runner or runners may advance beyond the base to which he is entitled at his own risk. APPROVED RULING: A runner who misses the first base to which he is advancing and who is called out on appeal shall be considered as having advanced one base for the purpose of this rule. Umpires should bear in mind that the purpose of the balk rule is to prevent the pitcher from deliberately deceiving the base runner. If there is doubt in the umpire's mind, the "intent" of the pitcher should govern. However, certain specifics should be borne in mind: (a) Straddling the pitcher's rubber without the ball is to be interpreted as intent to deceive and ruled a balk. (b) With a runner on first base the pitcher may make a complete turn, without hesitating toward first, and throw to second. This is not to be interpreted as throwing to an unoccupied base.
Does reading the rule help? Well, we offer it here and let you be the judge. Some would say it doesn't always help. Other would argue "not usually").

Here is a question FROM WebBall to Brent MacLaren and his answer.

Q

A local pitching coach, it seems, has managed to create a situation whereby 2 balks were called in a game last night for the same reason -- it has to do with the RHP step to first and interpretation of the knee lift.

The umpires at the game said that ANY knee lift constitutes part of
the pitching motion and therefore any knee lift not followed by
delivery is a balk. My coach's contention is that the rule refers to
the free leg crossing the plane of the pitcher's plate and until that
happens he is not in delivery motion.

As it is impossible to step towards first without the free knee
coming up off the ground somewhat, the question becomes how high is
too high? This is complicated by delivery motions that can vary with
knee lift and no knee lift - i.e. the slide step. And further complicated on the fake to third, throw to first situation.

Your wisdom on this greatly appreciated.

A

(From Brent MacLaren, AmateurUmpire.org)
Simple to solve .... Ask the umpires to demonstrate a move to first base by a right-hander without lifting the knee. Now do the same for the left-hander. There is only one legal 'no-lift' move for the right-hander, but absolutely none technically possible for the left-hander, that free knee is going to have to come up to some small extent.

There is so much rumor about the 'commitment to home' that many umpires are confused.

What can a left-hander do?  He can lift his knee all the way to look like he
is going go pitch. He can drive his knee over the plane of the rubber, and
have most of his foot there as well... He can actually start his body
motion looking like it is going forward to the plate. He can still legally
step-and-throw to first. If he can do it, so can the right-handed pitcher.

The action that, in my mind, determines the commitment of the pitcher is the landing of the free foot. Towards first or towards home.

That said, these motions have to be uninterrupted. Any break in the motion and I may have a balk. What is legal for the left-hander must also be legal when done by a right-hander.

Follow up:

WebBall could find no other umpire to agree with the "wait till landing" assessment - so they say. But if any body twitch or leg movement to first without a jump pivot is a balk, then the only way to know if the jump turn has happened properly is to wait for it to finish. That, we think, is Brent's point.

In truth, most umpires seem to look only for the hestitation - which is the interruption in the movement - and one could argue that is the sign of deception - of a balk.






 

WebBall is not a 'rules' site - for that we recommend amateurumpire.com and other similar sites. But so many pitchers - and coaches - struggle with this rule that it needs to be understood. That said, however, the rule here is from the MLB and the rule for your league may be different. Also much is open to interpretation. Read the exchange below between WebBall and Brent MacLaren of AmateurUmpire.com and then check out our 2003 Nose 2 Nose survey on the balk rule.

To get more help with the balk rule, check out our page of recommended Umpiring Videos.

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